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Tax Form InstructionsTaxFormInstructions

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Tax Forms
FORM 1099-DIV
FORM 1099-R
FORM 5498
FORM 1099-B
FORM 1099-Q
FORM 5498-ESA
Resources

FORM 1099-DIV

Dividends and Distributions

Your fund(s) paid taxable dividend and/or capital gain distributions totaling $10 or more, you were paid tax-exempt interest, or had specified private activity bond interest [or Alternative Minimum Tax (AMT)] on your non-retirement account. A copy of Form 1099-DIV is sent to the IRS.

You must report and pay taxes on any taxable distributions even if they were automatically reinvested to purchase additional fund shares.

FORM 1099-R

IRA, SEP, or SIMPLE Retirement Plan Information

You received a distribution of $10 or more from a tax-advantaged account. If you have more than one retirement account with a taxable distribution, you will receive a Form 1099-R for each account. A copy of this form is sent to the IRS.

FORM 5498

IRA or SEP or Retirement Plan Information

You own a PGIM Investments IRA, Roth IRA, or SEP IRA.

This form reports contributions and rollovers in your individual retirement accounts. It is also used to report the fair market value as of December 31 for your individual retirement account. Form 5498 will not be sent until May 31, since you can make IRA contributions for the past tax year through the tax return due date excluding extensions (generally April 15th). Employer contributions to a SEP can be made up to the due date of the employer's tax return (including extensions). The information on Form 5498 is also provided to the IRS. You can refer to your year-end PGIM Investments account statement for your IRA activity and year-end account balance through December 31. This information is for your records and does not have to be filed with your tax return.

FORM 1099-B

Proceeds from Broker and Barter Exchange Transactions

You redeemed or exchanged mutual fund shares in a non-retirement account(s). Transaction details will be reported to the IRS for all transactions but cost basis will only be reported to the IRS for shares acquired on or after January 1, 2012 that are redeemed or exchanged.

FORM 1099-Q

Payments from Qualified Education Programs

You received a distribution from a Section 529 Plan or a Coverdell Education Savings Account (CESA).

FORM 5498-ESA

Coverdell Education Savings Account Information

You contributed to a Coverdell Education Savings Account (CESA). Contributions to a Coverdell ESA are reported on Form 5498-ESA.

Resources

Further Resources to help you lodge your tax return

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Important - SECURE and CARES Acts

Important Information about SECURE and CARES Acts

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Dividend & Capital Gains Distributions

Browse our Fund pages to see current performance

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Supplemental Tax Information

We have compiled further information to help you prepare for 2021 federal and state tax returns

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Federal & State Tax Resources

Find the latest federal and state tax resources on these government sites.

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This material is being provided for informational or educational purposes only and does not take into account the investment objectives or financial situation of any client or prospective clients. The information is not intended as investment advice and is not a recommendation. Clients seeking information regarding their particular investment needs should contact their financial professional. Your clients should consult with their attorney, accountant, and/or tax professional for advice concerning their particular situation.

Investment products are distributed by Prudential Investment Management Services LLC, a Prudential Financial company, member SIPC. Separately Managed Accounts are offered through our affiliates. Jennison Associates and PGIM, Inc. (PGIM) are registered investment advisors and Prudential Financial companies. QMA is the primary business name of QMA LLC, a wholly owned subsidiary of PGIM. PGIM Fixed Income and PGIM Real Estate, are units of PGIM. 

Prudential Financial, Inc. of the United States is not affiliated in any manner with Prudential plc, incorporated in the United Kingdom or with Prudential Assurance Company, a subsidiary of M&G plc, incorporated in the United Kingdom.

Investment Products: Are not insured by the FDIC or any other federal government agency, may lose value, and are not a deposit of or guaranteed by any bank or any bank affiliate.

© 2025 Prudential Financial, Inc. and its related entities. PGIM Custom Harvest, Jennison Associates, Jennison, PGIM Real Estate, PGIM and the PGIM logo are service marks of Prudential Financial, Inc. and its related entities, registered in many jurisdictions worldwide.

For compliance use only 3849139

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PGIM, the principal investment management business of Prudential Financial, Inc. (PFI), is comprised of several business units, including PGIM Investments.   PGIM Investments, a subsidiary of PFI, is an investment adviser and the investment manager to all PGIM US open-end investment companies and manager or administrator to closed-end investment companies. Other PGIM businesses that may sub-advise certain PGIM Investments open and closed-end investment companies include:  PGIM Real Estate, Jennison Associates, PGIM Quantitative Solutions LLC, PGIM Limited, and PGIM Fixed Income. Investment products are distributed by Prudential Investment Management Services LLC,  member FINRAopens in a new window, SIPCopens in a new window and affiliate of PGIM Investments.   Any content relating to securities is the sole responsibility of PIMS, unless otherwise noted.  Check the background of this firm on FINRA’s BrokerCheckopens in a new window.

By accessing links on this web site, you may be leaving PGIM Investments and PIMS and be directed to PGIM Affiliate sites.

Separately managed accounts are offered through PGIM, Inc., Jennison Associates, PGIM Custom Harvest, and PGIM Quantitative Solutions LLC.

This material is being provided for informational or educational purposes only and does not take into account the investment objectives or financial situation of any client or prospective clients. The information is not intended as investment advice and is not a recommendation. Clients seeking information regarding their particular investment needs should contact their financial professional.

© 2025 Prudential Financial, Inc. and its related entities. Jennison Associates, PGIM Real Estate, PGIM Custom Harvest, PGIM, and the PGIM logo are service marks of Prudential Financial, Inc. and its related entities, registered in many jurisdictions worldwide.

Prudential Financial, Inc. of the United States is not affiliated in any manner with Prudential plc, incorporated in the United Kingdom or with Prudential Assurance Company, a subsidiary of M&G plc, incorporated in the United Kingdom.

 

INVESTMENT PRODUCTS: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED

 

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