FORM 1099-DIV
Dividends and Distributions
Your fund(s) paid taxable dividend and/or capital gain distributions totaling $10 or more, you were paid tax-exempt interest, or had specified private activity bond interest [or Alternative Minimum Tax (AMT)] on your non-retirement account. A copy of Form 1099-DIV is sent to the IRS.
You must report and pay taxes on any taxable distributions even if they were automatically reinvested to purchase additional fund shares.
FORM 1099-R
IRA, SEP, or SIMPLE Retirement Plan Information
You received a distribution of $10 or more from a tax-advantaged account. If you have more than one retirement account with a taxable distribution, you will receive a Form 1099-R for each account. A copy of this form is sent to the IRS.
FORM 5498
IRA or SEP or Retirement Plan Information
You own a PGIM Investments IRA, Roth IRA, or SEP IRA.
This form reports contributions and rollovers in your individual retirement accounts. It is also used to report the fair market value as of December 31 for your individual retirement account. Form 5498 will not be sent until May 31, since you can make IRA contributions for the past tax year through the tax return due date excluding extensions (generally April 15th). Employer contributions to a SEP can be made up to the due date of the employer's tax return (including extensions). The information on Form 5498 is also provided to the IRS. You can refer to your year-end PGIM Investments account statement for your IRA activity and year-end account balance through December 31. This information is for your records and does not have to be filed with your tax return.
FORM 1099-B
Proceeds from Broker and Barter Exchange Transactions
You redeemed or exchanged mutual fund shares in a non-retirement account(s). Transaction details will be reported to the IRS for all transactions but cost basis will only be reported to the IRS for shares acquired on or after January 1, 2012 that are redeemed or exchanged.
FORM 1099-Q
Payments from Qualified Education Programs
You received a distribution from a Section 529 Plan or a Coverdell Education Savings Account (CESA).
FORM 5498-ESA
Coverdell Education Savings Account Information
You contributed to a Coverdell Education Savings Account (CESA). Contributions to a Coverdell ESA are reported on Form 5498-ESA.
Resources
Further Resources to help you lodge your tax return
This material is being provided for informational or educational purposes only and does not take into account the investment objectives or financial situation of any client or prospective clients. The information is not intended as investment advice and is not a recommendation. Clients seeking information regarding their particular investment needs should contact their financial professional. Your clients should consult with their attorney, accountant, and/or tax professional for advice concerning their particular situation.
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